Strategic Partners

As an independent firm, we are free to partner with any firm that meets both our business objectives and our clients’ expectations for service. Thus, we’ve chosen the best firms in the business:

First Clearing

Now in its fourth decade of service to quality, independently owned broker-dealers, First Clearing maintains a leading position in empowering firms to help their clients achieve financial success. Its team of experienced professionals offers some of the industry’s best thought leadership and innovative approaches to business advancement. As an affiliate of Wells Fargo, one of the world’s most admired financial services firms, First Clearing provides our clients with access to a full range of investment, advisory and banking products; industry-leading research; alternative investments; fixed income, lending, retirement and trust services, risk-management and compliance support. Headquartered in St. Louis, MO, First Clearing is a member of the New York Stock Exchange, NASDAQ and other major exchanges.

Prospera Financial Services

Founded in 1982, Prospera Financial Services, member FINRA/SIPC and a registered investment advisory, has grown rapidly and strategically and now has $6 trillion in assets under management. Prospera offers access to all of the products and services of the largest broker-dealers in the country while assuring our clients of the service-driven culture of a boutique firm. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor magazine in 2009, 2010, 2012, 2014 and 2015.

Envestnet

Envestnet is a leading provider of innovative solutions to independent advisory firms. Its state-of-the-art financial technology allows us to give clients detailed account information and complete transparency regarding asset performance. We also turn to Envestnet for diversified, rigorously researched portfolio solutions, manager and fund research and selection, and comprehensive coverage of asset classes and strategies to deliver the most insightful investment advice to our clients. Envestnet serves more than $683B in total platform assets and nearly 2.8 million investor accounts.

Dorsey, Wright & Associates

Dorsey, Wright & Associates (DWA) is a registered investment advisory firm based in Richmond, Virginia. Since 1987, DWA has been advisor to financial professionals on Wall Street and around the world. In 2015, it became a subsidiary of NASDAQ in order to provide even greater and more innovative solutions to its clients. DWA’s expertise is technical analysis. It offers extensive data, research and analytical tools that deliver actionable insights and facilitate more effective investment strategies.

7:00’s Report

The 7:00’s Report was created to combat the information overload financial professionals and self-directed investors face daily, and provide one document that offers comprehensive coverage of all asset classes, yet is succinct and easy to read. The Report is modeled after morning trading notes that are a staple of virtually every institutional trading desk in the world. Like these morning notes, The 7:00’s Report focuses on actionable insights and what matters most to the market.